Independent Broker Dealers | Broker Dealer | Broker Dealer Change

[...] Bob Pepalis Financial Advisors at Marietta, GA Firm Looking for a New Home By Bob Pepalis An independent broker dealer and [...]

[...] Broker Dealer Change understands the unique challenges that face Financial Advisors in today’s ever changing economy. Broker Dealer Change was founded to provide solutions to [...]

[...] Securities, which has more than $10.0 billion of assets under administration and producing financial advisors with an average annual production of approximately $210,000 per advisor, the PRNewswire [...]

[...] the acquisition keep the firm stable? Will advisers rush their due diligence, Papike asks in Investment News, because of fears that compensation and fees will drastically change for the worse? Expect [...]

[...] with much more wisdom and knowledge about the industry than I possess, said back in April in Investment News that RCAP’s buying binge was $1.3 billion, translating into 73.5 cents for each dollar of [...]

[...] independent broker dealer – and its more than 200 financial advisors – is uncertain, Investment News reports. The multi-million dollar award represents a large amount of capital for the [...]

[...] for the small firm if it even has enough to cover the costs. The Millers could pay the arbitration award themselves or even appeal the decision. The post Independent Broker Dealer’s Doors May Close [...]

[...] ’s requirements. We represent regional and independent firms. The process of finding a new firm is time consuming-speaking with firm specific recruiters to understand their respective  [...]

[...] and culture of the acquiring firm. Whether your firm is kept as a standalone or bundled into the new firm determines how quickly you will perform due diligence. Plan for becoming folded into the new [...]

[...] journalist Under Nicholas Schorsch, RSC Capital has completed significant acquisitions of investment firms that have some other companies questioning the numbers. If Eric Schwartz of Cambridge [...]

[...] a “market demand” for each advisor we represent, sometimes bringing as many as 5 Broker Dealer firms “to the table.” Read On . . . The post Does Your Broker Dealer Leave You Hanging? [...]