Securities Matters

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Channel Reputation Rank

#440
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Activity Status

Stale

last updated

According to the data and stats that were collected, 'Securities Matters' channel has an excellent rank. Despite such a rank, the feed was last updated more than a year ago. The channel mostly uses long articles along with sentence constructions of the advanced readability level, which is a result that may indicate difficult texts on the channel, probably due to a big amount of industrial or scientific terms.

About 'Securities Matters' Channel

Developments affecting corporations, financial services organizations, and their directors, officers, partners, and prin...

? Updates History Monthly Yearly
? Content Ratio
? Average Article Length

Long articles are widely used on 'Securities Matters' as elaborated and interesting content can help the channel to reach a high number of subscribers. In addition there are a few medium length articles.

short

long

? Readability Level

Advanced readability level of 'Securities Matters' content is probably targeted at well-educated subscribers as not all readers might clearly understand their texts. There are also articles with medium readability level, which make more than a quarter of the channel’s content.

advanced

basic

? Sentiment Analysis

Positive emotional expressions prevail throughout the texts: they may include favorable reviews, appreciation or praise in regard to the subjects addressed on the channel. However, the channel also contains some rather negative or critical records that make up just a small amount of all its content.

positive

negative

Recent News

Unfortunately Securities Matters has no news yet.

But you may check out related channels listed below.

Five Questions and Answers About the Second Circuit’s SEC v. Citigroup Decision

[...] Last week we posted a summary of the Second Circuit’s decision in SEC v. Citigroup Global Markets, Inc.  This week, as a follow-up, we pose the [...]

Second Circuit’s Citigroup Decision Protects SEC’s Discretion in Settling Enforc...

[...] Wednesday’s decision by the U.S. Court of Appeals for the Second Circuit in the Citigroup case is significant because it clarifies the standards for judicial review [...]

Second Circuit Holds That Dodd-Frank Act Does Not Protect Whistleblower Outside ...

[...] within their companies. Coincidentally, yesterday the U.S. Court of Appeals for the Second Circuit also issued its opinion in Liu v. Siemens AG, one of the cases mentioned in that post. [...]

What’s Happening with Whistleblowing?

[...] notably, the SEC has argued in an amicus brief filed with the U.S. Court of Appeals for the Second Circuit in Liu v. Siemens AG that its regulations under Dodd-Frank protect whistleblowers from [...]

Delaware Court of Chancery Upholds North Carolina Forum Selection Bylaw for Dela...

[...] , in City of Providence v. First Citizens BancShares, Inc., Chancellor Andre Bouchard of the Delaware Court of Chancery held in a case of first impression that the board of a Delaware corporation may [...]

Delaware Supreme Court Holds That Court of Chancery Can Restrict Forum Where Boo...

[...] Previously we have discussed Delaware court decisions upholding forum selection bylaws requiring suits involving a corporation’s internal [...]

What Does Delaware’s Wal-Mart Decision Mean for the Attorney-Client Privilege an...

[...] upon showing good cause.” Wal-Mart, 2014 Del. LEXIS 336, at *25.  The court upheld the Delaware Court of Chancery’s order requiring Wal-Mart to provide the shareholder plaintiff with documents [...]

Using Corporate Bylaws and Charters to Set the Rules for Shareholder Litigation

[...] per se that would bar its application to a stock corporation as well. Last summer the Delaware Court of Chancery also upheld forum selection bylaws adopted by FedEx and Chevron that required [...]

Upcoming Supreme Court Securities Cases

[...] that a stock registration statement contains an untrue statement under Section 11 of the Securities Act, where the statement involves a matter of opinion. Must plaintiffs allege that the statement [...]

Three Observations From the SEC’s Settlements with Thirteen Municipal Dealers Ov...

[...] sales could also constitute a potential violation of Section 5 of the Securities Act, which prohibits sales of unregistered securities.  This is because selling a security in a [...]

Massachusetts Adopts Intrastate Crowdfunding Rules, Effective Immediately

[...] , offerings must be made in accordance with the requirements of Section 3(a)(11) of the Securities Act of 1933, as amended, commonly known as the intrastate offering exemption, and Rule 147 under [...]

SEC Steps Up Scrutiny of Municipal Bonds: Recently Filed Enforcement Actions

[...] ;has asserted claims for merely negligent violations of Sections 17(a)(2) and (3) of the Securities Act, instead of, or in addition to, claims for violations of Section 10(b) of the Securities [...]

What Does Delaware’s Wal-Mart Decision Mean for the Attorney-Client Privilege an...

[...] The Delaware Supreme Court’s decision in Wal-Mart Stores, Inc. v. Indiana Electrical Workers Pension Trust Fund IBEW, [...]

Using Corporate Bylaws and Charters to Set the Rules for Shareholder Litigation

[...] Written by Rich Kelly and Chip Phinney Recent court decisions, including the Delaware Supreme Court’s opinion earlier this month in ATP Tour, Inc. v. Deutscher Tennis Bund, have [...]

Delaware Supreme Court Holds That Court of Chancery Can Restrict Forum Where Boo...

[...] court, such as the Delaware Court of Chancery (see posts here and here). Last week the Delaware Supreme Court gave corporate management another potential tool for controlling the forum for [...]

Delaware Court of Chancery Upholds North Carolina Forum Selection Bylaw for Dela...

[...] the footsteps of the decision by former Chancellor Leo Strine (now Chief Justice of the Delaware Supreme Court) in Boilermakers Local 154 Retirement Fund v. Chevron Corp., 73A.3d 934 (Del. Ch. 2013), [...]

Three Options for Institutional Investors Pursuing Claims Against Non-U.S. Issue...

[...] In its 2010 Morrison decision, the Supreme Court decided that Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (“Section 10(b)”),only reaches “ [...]

SEC Gives $300,000 Whistleblower Award to Audit and Compliance Employee

[...] No. 34-64545, Implementation of the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (Aug. 12, 2011), at 76. Moreover, an audit and compliance employee need not [...]

SEC Uses Data Analytics to Identify and Punish Late Form Filers

[...] failure to file these reports on time is a violation of Sections 13 and 16 of the Securities Exchange Act of 1934, even if it was merely inadvertent, according to the SEC. Significantly, a [...]

Control Person Liability for Municipal Bond Offering

[...] it means to be a “control person” for purposes of liability under Section 20(a) of the Securities Exchange Act. [...]

Massachusetts SJC Rules on Fiduciary Duties Owed to and By Shareholder-Employee ...

[...] ’s majority stockholder (and that stockholder’s sole owner) breached their fiduciary duties to a minority stockholder when they terminated his employment without a legitimate business [...]

Proxy Season Litigation Primer: Defending Shareholder Suits to Enjoin Annual Mee...

[...] brought as class action lawsuits alleging that boards of directors breached their fiduciary duties by approving purportedly deficient proxy statement disclosures and claiming that [...]

Protecting Directors from Liability for Cybersecurity Risks

[...] on how to protect themselves against lawsuits claiming that the directors breached their fiduciary duties by failing to ensure adequate corporate cybersecurity. They also review the principles [...]

Join Our Webinar on Protecting Directors from Liability for Cybersecurity Risks

[...] to improve board oversight of corporate cybersecurity to show that directors have met their fiduciary duties and how to ensure that directors and officers have adequate insurance coverage for  [...]

Whose Role is it Anyway? Unanswered Questions About Social, Political, or Enviro...

[...] disclosure rules – promulgated pursuant to a specific Congressional mandate in the Dodd-Frank Act – violated the First Amendment. In National Association of Manufacturers v. Securities [...]

SEC Proposes Disclosure Rules on Hedging Policies

[...] instead apply to all companies subject to the federal proxy rules. Congress, as part of the Dodd-Frank Act, mandated the proposed rules to provide shareholders with information regarding whether [...]

What Are the Regulators Thinking?

[...] factors, and their disclosures when there is a breach. SEC administrative proceedings. The Dodd-Frank Act gave the SEC increased power to bring administrative proceedings for securities violations, [...]

The Troubled Track Record of the Proxy Strike Suit

[...] is to insist that companies comply fully with the disclosure requirements imposed by the Dodd-Frank Act, Section 162(m) of the Internal Revenue Code, and other federal laws.  Once companies satisfy [...]

Calling for Judicial/Legislative Intervention in Unwarranted M&A Shareholder...

Last year, shareholders filed lawsuits challenging nearly 95% of public company M&A deals — a new high (or low) water mark and the fourth consec [...]

We’re Changing Our Name and Expanding Our Coverage

[...] law, and related topics. While continuing to blog about developments in securities and shareholder litigation and SEC enforcement, we will be adding more posts discussing public company reporting, [...]

Using Corporate Bylaws and Charters to Set the Rules for Shareholder Litigation

[...] attention on the use of corporate bylaws and charters to establish the ground rules for shareholder litigation involving the corporation’s internal affairs. In ATP Tour, the Delaware Supreme [...]

What Does Delaware’s Wal-Mart Decision Mean for the Attorney-Client Privilege an...

[...] privileged communications by corporate counsel to widespread discovery in most shareholder litigation. Section 220 of the Delaware General Corporation Law Section 220 of the Delaware [...]

SEC Awards $30 Million to Overseas Whistleblower

Last week, the SEC announced its largest-ever whistleblower award – more than $30 million.  Indeed, the SEC order in the case indicates that the [...]

The High Cost of Whistleblowing

In a number of recent posts (for example, here and here), we have highlighted the SEC’s whistleblower program, which offers awards of 10%-30% of the [...]

What’s Happening with Whistleblowing?

This summer the SEC and the Wall Street Journal have reported several noteworthy items concerning the SEC’s whistleblower program, one of the most c [...]

Second Circuit Holds That Dodd-Frank Act Does Not Protect Whistleblower Outside ...

Yesterday’s post on the SEC’s whistleblower program discussed among other topics the question of whether the Dodd-Frank Act protects employee whis [...]

Mintz Levin Webinar on SEC Enforcement and Self-Reporting Initiatives Relating t...

As we have noted in two recent items posted today and last week, the SEC has turned its spotlight on the municipal market, increasing its scrutin [...]

We’re Changing Our Name and Expanding Our Coverage

[...] continuing to blog about developments in securities and shareholder litigation and SEC enforcement, we will be adding more posts discussing public company reporting, disclosure, and [...]

?Key Phrases
Five Questions and Answers About the Second Circuit’s SEC v. Citigroup Decision

[...] Last week we posted a summary of the Second Circuit’s decision in SEC v. Citigroup Global Markets, Inc.  This week, as a follow-up, we pose the [...]

Second Circuit’s Citigroup Decision Protects SEC’s Discretion in Settling Enforc...

[...] Wednesday’s decision by the U.S. Court of Appeals for the Second Circuit in the Citigroup case is significant because it clarifies the standards for judicial review [...]

Second Circuit Holds That Dodd-Frank Act Does Not Protect Whistleblower Outside ...

[...] within their companies. Coincidentally, yesterday the U.S. Court of Appeals for the Second Circuit also issued its opinion in Liu v. Siemens AG, one of the cases mentioned in that post. [...]

What’s Happening with Whistleblowing?

[...] notably, the SEC has argued in an amicus brief filed with the U.S. Court of Appeals for the Second Circuit in Liu v. Siemens AG that its regulations under Dodd-Frank protect whistleblowers from [...]

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